| Finalis Solution | Fee | Description | Additional Fee |
|---|---|---|---|
| Execute | Supervisory Fee | Applies to Commissions from an Exempt Transaction or Exempt M&A Transaction. | The lower of 1.5% and the Commission Tier in the Order Form effective on the date of the applicable Letter Agreement |
| Risk Based Adjustment Fee | Applies to Transactions that Finalis categorizes as high-risk. | 2% | |
| Connect | Sourcing Fee | Applies to Transactions sourced through Finalis Connect or when Finalis is the Originator. | 10% |
| Referral Fee | Applies to Transactions sourced by a Finalis affiliate that is an Originator and referred to Finalis Connect via the Deal Referral Program. The Originator does not conduct due diligence or execute the Transaction. Finalis performs initial due diligence and presents the opportunity to you for execution. | M&A: 10% to Originator and 10% to Finalis Capital Raise and Secondaries: 10% to Originator and 10% to Finalis | |
| Distribution Fee | Applies to Transactions or Transaction Services where a Referred Person is sourced via Finalis Connect. | 10% | |
| Syndicate Manager Fee | Applies to the gross compensation payable to Syndicate Members of a Finalis Syndicate Transaction. | 10% | |
| Platform | New User Fees | One-time expenses to onboard a User onto the Finalis platform | $500 per User |
This Fee Schedule is incorporated into the Order Form as of the Effective Date; and is governed by the terms of the Finalis Master Agreement located at https://www.finalis.com/master-agreement. If you have questions, please email customer-success@finalis.com or contact us via the Finalis Chat within the Finalis platform.
This Fee Schedule contains confidential information that is proprietary to Finalis and is provided exclusively to User.